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Regulation NMS
Results: 1042

#	Item
971	Final Rule: Regulation NMS, Correcting Amendment Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-28 15:30:13 Financial markets Regulation NMS Securities Exchange Act Financial economics National Market System National market system plan Securities and Exchange Commission Economy of the United States Financial regulation United States Securities and Exchange Commission United States securities law 73rd United States Congress
972	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]April 8, 2014 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-09 13:39:41 Finance Financial markets United States securities law Financial regulation Short selling Regulation NMS Securities Exchange Act Betting in poker Short Financial economics United States Securities and Exchange Commission Investment
973	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR- EDGX[removed]March 26, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-27 09:00:40 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Regulation NMS Government Financial economics United States Securities and Exchange Commission United States securities law 73rd United States Congress
974	Final rule; extension of compliance date: Regulation NMS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-29 18:20:56 Regulation NMS Securities Exchange Act Financial regulation Financial economics U.S. Securities and Exchange Commission Alternative Trading Systems Regulatory compliance Finance Securities regulation in the United States United States Securities and Exchange Commission United States securities law Financial markets
975	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]July 7, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 13 to Ma Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-08 08:16:50 Economy of the United States United States Securities and Exchange Commission Financial markets Order Regulation NMS New York Stock Exchange Intermarket sweep order Direct Edge Alo Stock market Financial economics Investment
976	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]December 20, 2013 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Adopt Rules to Hold Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-23 08:22:48 Financial economics Investment Order Auction Regulation NMS Volatility Stock Exchange of Thailand Stock market Business Mathematical finance
977	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]April 7, 2014 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Pr Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-08 09:10:17 Financial system United States securities law 73rd United States Congress Financial regulation Short selling Securities Exchange Act International Securities Exchange Regulation NMS Short Financial economics United States Securities and Exchange Commission Finance
978	SR-MIAX[removed]Page 17 of 17 EXHIBIT 5 New text is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-07 09:05:45 Volatility Finance Financial economics Regulation NMS United States Securities and Exchange Commission Mathematical finance
979	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]April 17, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-18 06:04:47 Securities Exchange Act Regulation NMS New York Stock Exchange Federal Rules of Civil Procedure U.S. Securities and Exchange Commission Economy of the United States United States Financial regulation Chicago Stock Exchange United States Securities and Exchange Commission United States securities law 73rd United States Congress
980	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]June 24, 2014 Self-Regulatory Organizations; International Securities Exchange, LLC; Order Instituting Proceedings to Determine Whether t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-25 07:37:54 Financial regulation Financial markets Financial economics Finance International Securities Exchange Securities Exchange Act Securities Act Regulation NMS U.S. Securities and Exchange Commission United States Securities and Exchange Commission United States securities law 73rd United States Congress

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